David Alan Perry

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2013-03-27
CA	RA	APPROVED	1997-12-31

TX RA
APPROVED_RES

Since 2013-03-27
CA RA
APPROVED

Since 1997-12-31

Branch Locations

12501 Seal Beach Blvd Ste 255, Seal Beach, CA 90740-2755 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Llc (Formerly: Linsco/Private Ledger Corp.)	San Diego	CA	05/1984	Present

05/1984 → Present

Lpl Financial Llc (Formerly: Linsco/Private Ledger Corp.)

San Diego, CA

Other Businesses

1. 06/25/08 - DBA ONLY WEALTH MANAGEMENT GROUP. 2. 12/24/2008 - TAX PREP / ACCOUNTING / BOOKKEEPING - WEALTH MANAGEMENT GROUP - TAX PREPARATION FOR EXISTING CLIENTS APPROX 150 TAX RETURNS ANNUNALY. - TIME SPENT 5% 3. 8/09/2009 - DBA ONLY - PERRY WEALTH MANAGEMENT 4. 09/14/2022 - perry wealth management inc - Investment related - At reported business location(s) - Real Estate Rental - start date:08/01/2019 - 1 hr/mo - 0 hrs during trading. 5. 01/09/2024 - Perry Wealth Holdings, LLC - Business Entity For Tax/Investment Purposes Only - Not Investment Related - At Reported Business Location(s) - Start Date 11/30/2023 - 5 Hours Per Month/ During Trading 6. 11/12/2024- RENTAL FOR PERRY FAMILY TRUST- Real Estate Rental- Investment Related - Long Beach, CA - Start Date 10/01/2024 - 1 Hour Per Month/ 0 Hours During Trading

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1993-10-20

S63 Uniform Securities Agent State Law Examination

1993-10-20

View on SEC IAPD