Mark Gilbert Walton

Employer firm

M Holdings Securities, Inc. CRD 43285

$3.21B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/1990 → Present
  Walton Financial Consulting
  San Juan Capistrano, CA
• 06/2015 → Present
  M Holdings Securities, Inc.
  Portland, OR
• 06/2015 → Present
  M Benefits Solutions
  Portland, OR

Previous Registrations

• 2012-09-17 → 2014-03-17
  M Holdings Securities, Inc.
  San Juan Capistrano, CA
  Portland, OR
• 2009-05-01 → 2012-10-04
  Kestra Investment Services, Llc
  Irvine, CA
  Austin, TX
  Juan Capistrano, CA

Other Businesses

1) Walton Financial Consulting; 25577 Via Solis, San Juan Capistrano, CA 92675; 01/1990; Owner; Financial services (fixed insurance, group benefits, consulting projects, annuities, LTC, disability, etc.); Not Investment Related; 15 hours/month; 15 hours/month during business hours; Ownership, fees, commissions. 2) Unicity; 1201 North 800 East, Orem, UT 86097; 01/2007; Independent Distributor; Nutrition sales; Not Investment Related; 1 hour/month; 0 hours/month during business hours; No Compensation. 3) North American Client Services, Inc.; 32836 Pacific Coast Highway, Suite 203, Dana Point, CA 92629; 3/15/2019; Vice President, Risk management, oversight to various departments/projects; Investment Related; 160 hours/week; 160 hours/week during business hours; Expense reimbursement, ownership, wages/salary/tips, employee benefits. 4) NAHS Holding, Inc.; 25910 Acero Road; Suite 350; Mission Viejo; California; 92691; 06/29/2018; Director/Chair of Compensation Committee; Not Investment Related; 4 hours/month; 4 hours/month during business hours; Expense reimbursement, wages/salary, health benefits. 5) FORTIS ASSURANCE, INC.; POSITION: President & Director NATURE: Provide a portion of the General Liability and Professional Liability, Workers' Compensation and employee benefits coverages through Fortis to NAHS Holding, Inc. and its subsidiaries. Fortis is a captive insurance company owned by NAHS Holding, Inc. Other coverages may be provided by Fortis from time to time, i.e, D&O & Employment Law insurance coverages.; INVESTMENT RELATED: Yes NUMBER OF HOURS: 30 SECURITIES TRADING HOURS: 30 START DATE: 06/29/2020; ADDRESS: 25910 Acero Road, Suite 350, Mission Viejo CA 92691, United States DESCRIPTION: President - responsible for the operations, policies and new lines of coverages. I work closely with our third-party captive administration firm and the CFO of Fortis. I approve expense and settlement payments. 6) The Walton Family Trust DTD 03/25/1989; 25577 Via Solis San Juan Capistrano, CA 92675; Trust; Investment Related; Trustee; Handle finances for mother; 07/04/2020; 10 hours per month; 5 hours per month during trading hours. 7) M BENEFIT SOLUTIONS; 1125 Couch Street, Suite 900, Portland OR 97209; M Financial Member Firm Affiliation; Investment related; Advisor; Design and implement nonqualified deferred compensation plans. Assist in estate planning, income replacement and identify other needs for life insurance and placing the policies; 5/15/2015; 4 hours per month; 4 hours per month during trading hours.

Exams

• S63 Uniform Securities Agent State Law Examination
  1988-01-25

Designations

• Certified Financial Planner

Other Names

• Wally Walton
• Mark G Walton