Michael Don Kugler

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2013 → Present
  Cetera Advisors Llc
  Denver, CO
• 03/2024 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2003-03-19 → 2011-11-25
  Lpl Financial Llc
  West Bend, WI
  West Bend, WI

Other Businesses

1. DBA: LAKESHORE WEALTH MANAGEMENT LLC, INVESTMENT RELATED, ADDRESS IS THE REGISTERED LOCATION, FINANCIAL SERVICES, START DECEMBER 2011, 40 PLUS HOURS PER WEEK -DURING TRADING HOURS, PRESIDENT - FINANCIAL ADVISOR. 2. INSURANCE, 3924 HIGHWAY NN, WEST BEND, WI 53095. 3. FINRA ARBITRATOR, 9509 KEY WEST AVE., ROCKVILLE, MD 20850. FINRA ARBITRATOR #A32730. AS NEEDED. 4. VOICEOVERS, 3924 HWY NN, WEST BEND, WI 53095. NOT INVESTMENT RELATED. 5. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 9/2021; APX NUMBER OF HOURS PER WEEK: 4; APX NUMBER OF HOURS DURING TRADING HOURS: 4; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SELLS ANNUITIES;

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-12-30
• S63 Uniform Securities Agent State Law Examination
  1984-07-05

Other Names

• Michael D Kugler