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Raymond James & Associates, Inc. CRD 705
$501B regulatory AUM 2,231 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 1997-06-27 |
Branch Locations
5847 San Felipe Street Ste 3900, Houston, TX 77057 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James & Associates, Inc. | Houston | TX | 06/1997 | Present |
ST. THOMAS HIGH SCHOOL FOUNDATION 4500 MEMORIAL DRIVE, HOUSTON, TX START DATE : 1/01/2009 ONE OF 12 MEMBERS THAT OVERSEE FOUNDATION INVESTMENTS, EXPENSES, AND CONTRIBUTIONS DEVOTE 4 HOURS PER MONTH, 4 HOURS DURING BUSINESS HOURS
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1984-07-31 |
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