Joseph Ralph Abbruzzi

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2008 → 11/2016
  Rbc Capital Markets Corporation
  Mount Laurel, NJ
• 11/2016 → Present
  Lpl Financial, Llc
  Mount Laurel, NJ

Previous Registrations

• 2008-06-20 → 2016-12-02
  Rbc Capital Markets, Llc
  Mount Laurel, NJ
• 2006-03-30 → 2008-07-15
  Janney Montgomery Scott Llc
  Philadelphia, PA
  Philadelphia, PA
  Philadelphia, PA
• 2002-06-12 → 2002-07-01
  Ubs Financial Services Inc.
  Marlton, NJ

Other Businesses

1. 11/10/2016 - JRA INVESTMENT STRATEGIES/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ 100%/ MOUNT LAUREL, NJ 2. 11/10/2016 - ABBRUZZI'S ITALIAN MARKET/ OTHER - BUSINESS OWNER/ 0%/ MOUNT LAUREL, NJ

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-08-24
• S63 Uniform Securities Agent State Law Examination
  1984-06-30

Other Names

• Joseph Ralph Abbruzzi
• Joseph R Abbruzzi