Perry Alan Silverman

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2020-07-14
NJ	RA	APPROVED	2015-03-17

TX RA
APPROVED_RES

Since 2020-07-14
NJ RA
APPROVED

Since 2015-03-17

Branch Locations

461 From Rd Ste 385 3Rd Floor, Paramus, NJ 07652 • United States

Houston, TX • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien Yes
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial, Llc	Paramus	NJ	03/2015	Present

03/2015 → Present

Lpl Financial, Llc

Paramus, NJ

Previous Registrations

2003-07-01 → 2015-03-20

Wells Fargo Clearing Services, Llc

Florham Park, NJ

Florham Park, NJ
2002-07-01 → 2003-07-01

Prudential Equity Group, Llc

Florham Park, NJ

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1995-12-29
S63	Uniform Securities Agent State Law Examination	1991-11-21

S65 Uniform Investment Adviser Law Examination

1995-12-29
S63 Uniform Securities Agent State Law Examination

1991-11-21

View on SEC IAPD

Employer firm

Current Employers

Lpl Financial Llc

Disclosures

Employment History

Previous Registrations

Exams

Nearby Firms

Nearby Investors

Nearby Offices

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