Gregory D Dean Lew

Ubs Financial Services Inc.

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Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2020-01-13
WA	RA	APPROVED	2002-04-04
CA	RA	APPROVED	2002-02-11

TX RA
APPROVED_RES

Since 2020-01-13
WA RA
APPROVED

Since 2002-04-04
CA RA
APPROVED

Since 2002-02-11

Branch Locations

601 108Th Avenue North East Suite 2000, Bellevue, WA 98004 • United States

225 108Th Avenue Ne Suite 800, Bellevue, WA 98004 • United States

Bellevue, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Bellevue	WA	01/2002	Present

01/2002 → Present

Ubs Financial Services Inc.

Bellevue, WA

Other Businesses

04/04/2000 APEX CAPITAL MANAGEMENT

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1984-06-25

S63 Uniform Securities Agent State Law Examination

1984-06-25

Other Names

Gregory Dean Lew

View on SEC IAPD

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