William John Braun

Employer firm

Kestra Advisory Services, LLC CRD 283330

$79.8B regulatory AUM 6,392 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2007 → 07/2022
  National Securities Corproation
  Boca Raton, FL
• 12/2016 → 10/2024
  B. Riley Wealth Advisors (Fka National Asset Management)
  Boca Raton, FL
• 06/2022 → 10/2024
  B. Riley Wealth Management
  Boca Raton, FL
• 10/2024 → Present
  Kestra Investment Services Llc
  Boca Raton, FL
• 10/2024 → Present
  Kestra Advisory Services Llc
  Boca Raton, FL

Previous Registrations

• 2017-01-19 → 2024-10-30
  B. Riley Wealth Advisors, Inc.
  Boca Raton, FL
• 2007-06-13 → 2009-10-26
  B. Riley Wealth Advisors, Inc.
  Boca Raton, FL
• 2005-06-17 → 2007-06-05
  Janney Montgomery Scott Llc
  Boca Raton, FL
  Boca Raton, FL

Other Businesses

Business Name: KESTRA ADVISORY SERVICES POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 10/26/2009 ADDRESS: 5707 Southwest Parkway, Building 2, Suite 400, Austin TX 78735, United States DESCRIPTION: IAR Business Name: WILLIAM BRAUN PA POSITION: president NATURE: pass through corp for tax purposes INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 10/24/2008 ADDRESS: 2424 n fed hwy, boca raton FL 33431, United States DESCRIPTION: only used for tax purposes Business Name: WEALTH ENPOWERMENT FINANCAIL STRATAGIES POSITION: advisor NATURE: Registered rep activities through Kestra Investment Services INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 09/26/2024 ADDRESS: 2424 n federal hwy, boca raton FL 33431, United States DESCRIPTION: financial advisory

Exams

• S65 Uniform Investment Adviser Law Examination
  2016-12-02
• S63 Uniform Securities Agent State Law Examination
  1984-07-30

Other Names

• Williaim John Braun
• William Edmund Braun
• Bill Braun
• Bill Braun
• Bill Braun