Diane Singleton Allen

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/1998 → 06/2017
  Fidelity Brokerage Services, Inc.
  Salt Lake City, UT
• 05/2002 → 06/2017
  Strategic Advisers
  Salt Lake City, UT
• 04/2019 → 05/2025
  Cuso Financial Services, L.P.
  San Diego, CA
• 06/2017 → 04/2019
  Unemployed
  Salt Lake City, UT
• 05/2025 → Present
  Lpl Financial Llc
  Ogden, UT

Previous Registrations

• 2019-04-08 → 2025-05-15
  Cuso Financial Services, L.P.
  Ogden, UT
  San Diego, CA
  Harrisville, UT
  Ogden, UT
• 2002-05-30 → 2017-07-12
  Strategic Advisers Llc
  Salt Lake City, UT
  Salt Lake City, UT

Other Businesses

1. 4/22/2025: America First Investment Services; At reported business location(s); DBA for LPL Business (entity for LPL business); Inv. related; start date 5/16/2025; 160hrs/mo. during trading.

Exams

• S66 Uniform Combined State Law Examination
  2002-05-13
• S63 Uniform Securities Agent State Law Examination
  1984-07-13

Other Names

• Diane Phister
• Diane Phister Singleton
• Diane Singleton
• Diane Phister-Singleton Allen
• Diane Allen