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Current Employers
Tlg Advisors, Inc.

475 Springfield Ave, Summit, NJ 07901 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2025-02-25
  • MD RA
    APPROVED
    Since 2025-02-25

Branch Locations

475 Springfield Ave, Summit, NJ 07901 • United States

Mt Airy, MD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Advisors Llc Denver CO 10/2014 12/2016
State Of Maryland Annapolis MD 01/2015 01/2023
Independent Insurance Agent Mt Airy MD 01/1982 Present
The Leaders Group Inc Littleton CO 08/2022 Present
  • 10/2014 → 12/2016
    Cetera Advisors Llc
    Denver, CO
  • 01/2015 → 01/2023
    State Of Maryland
    Annapolis, MD
  • 01/1982 → Present
    Independent Insurance Agent
    Mt Airy, MD
  • 08/2022 → Present
    The Leaders Group Inc
    Littleton, CO
Previous Registrations
  • 2014-10-20 → 2016-12-31
    Cetera Advisors Llc
    Towson, MD
    Mt Airy, MD
  • 2007-08-03 → 2014-07-22
    Invest Financial Corporation
    Germantown, MD
    Mt Airy, MD
  • 1998-01-28 → 2010-11-29
    Strategic Financial Plans, Inc.
    Gaithersburg, MD
Other Businesses

1.) FORESTRY - 9/11/1982 - 12775 Barnett Drive, Mt. Airy, MD 21771 - Owner/Manager, Pay the taxes and manage property, Not Invt Rel, Land real estate, 10 hrs/mo; 0 hrs/mo (during trading hours). 2.) RENTAL PROPERTY - 2/1/2021 - Waterside Community, Frederick, MD 21701 - Owner/Manager, Deal with tenants, lease properties, help with maintenance, Not Invt Rel, Real Estate business, 10 hrs/mo; 10 hrs/mo (during trading hours). 3.) INDEPENDENT INSURANCE AGENT - 1/4/1982 - 1618 Rising Ridge Road, Mt Airy, MD 21771 - Proprietor/Licensee, Sales and service, Not Invt Rel, Insurance business, 10 hrs/mo; 10 hrs/mo (during trading hours). 4.) TLG ADVISORS INC - 2/25/2025 - 26 W Dry Creek Circle, Suite 800, Littleton, CO 80120 - IAR Rep, Invt Rel, IAR Business, 10hrs/mo; 10 hrs/mo (during trading hours). 5.) FREDERICK HEALTH - 8/25/2025 - 400 West Seventh Street, Frederick, MD 21701 - Unpaid Trustee, Monocacy Insurance, LTD is a subsidiary of Frederick Health, the local hospital. Monocacy is an off-shore self-insurance holding company based in the Cayman Islands. Malpractice and cyber risks are covered, Not Invt. Rel, Insurance Business, 8 hrs/mo; 0 hrs/mo (during trading hours).

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2026-01-20
  • S63 Uniform Securities Agent State Law Examination
    2026-01-20
Designations
Other Names
  • David Ross Brinkley

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