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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2018-03-09
  • CT RA
    APPROVED
    Since 2018-03-09

Branch Locations

99 Derby Street, Suite 305, Hingham, MA 02043 • United States

Braintree, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Norwell MA 08/2011 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-06-29
S63 Uniform Securities Agent State Law Examination 1984-06-25
  • S65 Uniform Investment Adviser Law Examination
    2016-06-29
  • S63 Uniform Securities Agent State Law Examination
    1984-06-25

View on SEC IAPD

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