Susan K Kline

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
DC	RA	APPROVED	1994-02-16
TX	RA	APPROVED_RES	1986-07-14

DC RA
APPROVED

Since 1994-02-16
TX RA
APPROVED_RES

Since 1986-07-14

Branch Locations

1800 K St Nw, Washington, DC 20006 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Washington	DC	04/1984	Present
Bank Of America, N.A.	Washington	DC	09/2009	Present

04/1984 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Washington, DC
09/2009 → Present

Bank Of America, N.A.

Washington, DC

Other Businesses

I*101733 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: SUMMER RENTAL PROPERTY INVESTMENT RELATED: N ADDRESS OF BUSINESS: EDGARTOWN, MASSACHUSETTS 2539 NATURE OF BUSINESS: OTHER, SUMMER RENTAL COTTAGE POSITION, TITLE, ASSOCIATION: OTHER, OWNER START DATE OF RELATIONSHIP: 1/2/2017 NUMBER OF HOURS DEVOTED: 1 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: SUMMER RENTAL COTTAGE

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1993-12-07
S63	Uniform Securities Agent State Law Examination	1984-06-25

S65 Uniform Investment Adviser Law Examination

1993-12-07
S63 Uniform Securities Agent State Law Examination

1984-06-25

Other Names

Susan Sayler Kline

View on SEC IAPD

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Disclosures

Employment History

Other Businesses

Exams

Other Names

Other Firms

Other Investors

Other Offices

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