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Charles Edward Lief

Rudwall Wealth Management LLC

Mundelein, IL

CRD 1270916

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Employer firm

Rudwall Wealth Management LLC CRD 284515

$22.6M regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Rudwall Wealth Management Llc

Mundelein, IL • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2018-08-20
  • IL RA
    APPROVED
    Since 2018-08-20

Branch Locations

Mundelein, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Insight Securities Inc. Highland Park IL 07/2015 11/2016
Rudwall Wealth Management, Llc Libertyville IL 11/2016 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-08-18
S63 Uniform Securities Agent State Law Examination 1991-11-27
  • S65 Uniform Investment Adviser Law Examination
    2018-08-18
  • S63 Uniform Securities Agent State Law Examination
    1991-11-27
Other Names
  • Chuck Lief

View on SEC IAPD

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