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717 N. Harwood Street Suite 3400, Dallas, TX 75201 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2025-08-25 |
| DE | RA | APPROVED | 2025-03-13 |
| WA | RA | APPROVED | 2023-06-21 |
| TX | RA | APPROVED_RES | 2018-09-24 |
| PA | RA | APPROVED | 2018-02-22 |
| OR | RA | APPROVED | 2015-07-22 |
| HI | RA | APPROVED | 2012-03-23 |
| NC | RA | APPROVED | 2011-11-10 |
| NV | RA | APPROVED | 2011-01-04 |
| AZ | RA | APPROVED | 2009-12-11 |
| MA | RA | APPROVED | 2009-11-25 |
| NH | RA | APPROVED | 2009-11-25 |
| CA | RA | APPROVED | 2008-11-20 |
Branch Locations
24560 Silver Cloud Ct. Suite 201, Monterey, CA 93940-6555 • United States
717 N. Harwood Street Suite 3400, Dallas, TX 75201 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hilltop Securities Inc. | Monterey | CA | 11/2008 | Present |
Laemmle Theaters Limited Partnerships; Non-Investment Related, My wife's family owns theaters in Los Angeles. They have set up 6 family limited partnerships in which family members can invest. Each partnership owns a different theater and the land and buildings associated with that theater. As investors, we are limited partners and have no say in what takes place with the businesses and we have no duties. All business activities, decisions, etc. are handled by the general partners. My wife and I do, however, receive income on a regular basis from partnership distributions. The first partnership was started in 2002 and others have been added over time. Limited Partner. Start: 6/3/2002. Laemmle Theaters 11523 Santa Monica Blvd Los Angeles, CA 90025. My father in law, Robert Laemmle, who is a general partner in three of the partnerships, has an IRA account with me at HTS. 0 hrs/mo non-business, 0 hts/mo trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-11-20 |
| S63 | Uniform Securities Agent State Law Examination | 1984-05-21 |
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