Best Investors Account Sign in
Inactive

James Norman Wert

Newedge Advisors

New Orleans, LA

Pittsburg, PA

Claim This Profile
Current Employers
Newedge Advisors

858 Camp Street, New Orleans, LA 70130 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2021-11-01
  • PA RA
    APPROVED
    Since 2021-11-01

Branch Locations

858 Camp Street, New Orleans, LA 70130 • United States

1251 Waterfront Place Suite 510, Pittsburg, PA 15222 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pgh Pension Planners, Inc. Pgh PA 03/1984 Present
Mid Atlantic Capital Corporation Pittsburgh PA 01/1987 Present
Newedge Advisors Llc New Orleans LA 11/2021 Present
  • 03/1984 → Present
    Pgh Pension Planners, Inc.
    Pgh, PA
  • 01/1987 → Present
    Mid Atlantic Capital Corporation
    Pittsburgh, PA
  • 11/2021 → Present
    Newedge Advisors Llc
    New Orleans, LA
Previous Registrations
  • 1991-02-19 → 2021-11-01
    Mid Atlantic Financial Management, Inc.
    Pittsburgh, PA
    Pittsburgh, PA
    Pittsburgh, PA
Other Businesses

JOHN HANCOCK~INVESTMENT RELATED~PO BOX 55444, BOSTON MA 02205~FIXED INSURANCE SALES~AGENT~FEBRUARY 2009~0HRS PER MONTH~0HRS PER MONTH DURING MARKET~SINGLE FIXED ANNUITY CONTACT WRITTEN IN 2009, ADDITIONAL DEPOSIT MADE 2016. 2). JAMES N WERT~JANUARY 1987~ INVESTMENT RELATED~AT REPORTED BUSINESS LOCATION(S)~DBA FOR NEWEDGE SECURITIES, INC.~AS A REGSITERED REPRESENTATIVE IF NEWEDGE SECURITIES, INC. I CONDUCT COMMISSION BASED SECURITIES BUSINESS AS A BROKER DEALER AGENT. I SPEND 20 HOURS PER MONTH DURING TRADING HOURS ON THIS ACTIVITY AND 5HOURS DURING NON-TRADING HOURS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-07-02
S63 Uniform Securities Agent State Law Examination 1984-06-05
  • S65 Uniform Investment Adviser Law Examination
    2013-07-02
  • S63 Uniform Securities Agent State Law Examination
    1984-06-05
Other Names
  • Jim Wert

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in New Orleans, LA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor