Robert J Cannella

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2024-05-08
TX	RA	APPROVED_RES	2005-11-10
FL	RA	APPROVED	2005-09-13

CA RA
APPROVED

Since 2024-05-08
TX RA
APPROVED_RES

Since 2005-11-10
FL RA
APPROVED

Since 2005-09-13

Branch Locations

Meadow Vista, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Llc	Naples	FL	09/2005	Present

09/2005 → Present

Lpl Financial Llc

Naples, FL

Previous Registrations

2001-08-08 → 2005-08-22

Morgan Stanley Dw Inc.

Ft.LAuderdal, FL

Other Businesses

1. 9/21/2020 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Started 03/02/2018 - 1 Hour Per Month During Securities Trading. 2. 11/24/2021 - No Business Name (TBD...have not yet created the co/LLC) - Not Investment Related - 9408 Montelanico Loop Naples FL 34119 - Other-Patents/Invention - Started 12/01/2015 - 5 Hours Per Month/1 Hour During Securities Trading - Hold three Unites States patents for an automotive safety device.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2001-05-16

S66 Uniform Combined State Law Examination

2001-05-16

View on SEC IAPD