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Ubs Financial Services Inc. CRD 8174
$916B regulatory AUM 18,245 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2024-09-19 |
| TX | RA | APPROVED | 2009-05-26 |
Branch Locations
4400 Post Oak Parkway Suite 1700, Houston, TX 77027 • United States
Aspen, CO • United States
Houston, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Houston | TX | 09/2005 | Present |
Bickham Family Interests, LLC / 3229 Del Monte Drive Houston,Texas United States 77019 / Other/ Other The LLC's only investment is the purchase of a second, family home in Aspen, CO. / The LLC was organized to purchase a family, second home in Aspen, Colorado. / Proprietor / owner / / My wife and I will maintain our property. / Start Date 10/25/18
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-04-01 |
| S63 | Uniform Securities Agent State Law Examination | 1984-05-22 |
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