Peter Joseph Carollo

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/1990 → Present
  Managed Assets Group
  Parsippany, NJ
• 07/2008 → 01/2025
  Lincoln Financial Securities Corporation
  Warren, NJ
• 01/2025 → Present
  Osaic Wealth, Inc.
  Basking Ridge, NJ

Previous Registrations

• 2010-12-17 → 2025-01-24
  Osaic Fs, Inc.
  Morris Plains, NJ
  Parsippany, NJ
  Basking Ridge, NJ
• 2006-03-28 → 2013-11-04
  Managed Assets Group
  Morris Plains, NJ

Other Businesses

1) PETER CAROLLO 4 BEECH PLACE WARREN, NJ 07059 CATEGORY: INSURANCE INVESTMENT-RELATED: YES TITLE: AGENT DUTIES: OFFERING ACCIDENT/HEALTH, DISABILITY, LTC, TRADITIONAL LIFE INSURANCE AND FIXED/EQUITY INDEX ANNUITIES. START DATE: 01/01/2009 HOURS PER MONTH: 40 HOURS PER MONTH DURING TRADING HOURS: 40 2) PETER J. CAROLLO JR. POSITION: Agent NATURE: I am licensed and offer Life, Disability, Health and Long Term Health Care Insurance INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 01/01/2009 ADDRESS: 16 Hopkinson Court, Basking Ridge NJ 07920, United States DESCRIPTION: I sell insurance

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-12-13
• S63 Uniform Securities Agent State Law Examination
  1987-09-25

Designations

• Certified Financial Planner

Other Names

• Peter Joseph Carollo