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Alexander Carl Gambrell

Nicholas Hoffman & Company, LLC

Atlanta, GA

Atlanta, GA

CRD 1270376

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Employer firm

Nicholas Hoffman & Company, LLC CRD 144516

$8.26B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Nicholas Hoffman & Company, Llc

Two Midtown Plaza 1349 West Peachtree Street St. Nw, Suite 1050, Atlanta, GA 30309-2929 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-02-21
GA RA APPROVED 2010-04-12
  • TX RA
    APPROVED_RES
    Since 2018-02-21
  • GA RA
    APPROVED
    Since 2010-04-12

Branch Locations

Atlanta, GA • United States

Two Midtown Plaza 1349 West Peachtree Street St. Nw, Suite 1050, Atlanta, GA 30309-2929 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nicholas Hoffman & Company, Llc Atlanta GA 09/2009 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-04-07
S63 Uniform Securities Agent State Law Examination 1984-06-20
  • S65 Uniform Investment Adviser Law Examination
    2010-04-07
  • S63 Uniform Securities Agent State Law Examination
    1984-06-20

View on SEC IAPD

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