David Bond Root

Current Employers

D.B. Root & Company, Llc

436 Seventh Avenue Suite 2800, Pittsburgh, PA 15219 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2020-04-30
PA	RA	APPROVED	2015-10-05

TX RA
APPROVED_RES

Since 2020-04-30
PA RA
APPROVED

Since 2015-10-05

Branch Locations

436 Seventh Avenue Suite 2800, Pittsburgh, PA 15219 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Db Root & Company, Llc	Pittsburgh	PA	10/2015	Present

10/2015 → Present

Db Root & Company, Llc

Pittsburgh, PA

Previous Registrations

2005-03-10 → 2015-09-30

Commonwealth Financial Network

Pittsburgh, PA

Pittsburgh, PA
1995-01-10 → 2010-12-31

D.B. Root & Company, Inc.

Pittsburgh, PA

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1985-02-19

S63 Uniform Securities Agent State Law Examination

1985-02-19

Designations

View on SEC IAPD

Current Employers

D.B. Root & Company, Llc

Disclosures

Employment History

Previous Registrations

Exams

Designations

Other Firms

Other Investors

Other Offices

Reviews