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Matthew Browning

Osaic Wealth, Inc.

Harrisburg, AR

CRD 5199651

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Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
AR RA APPROVED 2024-06-14
  • AR RA
    APPROVED
    Since 2024-06-14

Branch Locations

Harrisburg, AR • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Securities America, Inc Jonesboro AR 04/2012 06/2024
Securities America Advisors, Inc. Jonesboro AR 04/2012 06/2024
Osaic Wealth, Inc. Harrisburg AR 06/2024 Present
Osaic Wealth, Inc. Harrisburg AR 06/2024 Present
  • 04/2012 → 06/2024
    Securities America, Inc
    Jonesboro, AR
  • 04/2012 → 06/2024
    Securities America Advisors, Inc.
    Jonesboro, AR
  • 06/2024 → Present
    Harrisburg, AR
  • 06/2024 → Present
    Harrisburg, AR
Previous Registrations
  • 2012-04-20 → 2024-06-14
    Securities America Advisors, Inc.
    Jonesboro, AR
    Jonesboro, AR
    Jonesboro, AR
    Jonesboro, AR
    Harrisburg, AR
  • 2011-04-29 → 2012-04-20
    Jonesboro, AR
  • 2006-10-17 → 2011-05-02
    Jonesboro, AR
    St Louis, MO
    Forrest City, AR
    Jonesboro, AR
Other Businesses

1. N/A POSITION: Buyer/seller NATURE: Buying and re-selling used vehicles for profit. INVESTMENT RELATED: No NUMBER OF HOURS: 25 SECURITIES TRADING HOURS: 15 START DATE: 01/01/2018 ADDRESS: 19000 HIGHWAY 158, HARRISBURG, AR 72432 DESCRIPTION: Purchasing occasional used vehicles and selling online or to individuals for profit. 2. BROWNING ADVISORY GROUP - DBA

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-10-04
  • S66 Uniform Combined State Law Examination
    2006-10-04
Other Names
  • Matthew Browning
  • Matt Browning
  • Matthew Bart Browning

View on SEC IAPD

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