Steven Grodko

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2026-04-30
NJ	RA	APPROVED	2024-10-11

FL RA
APPROVED

Since 2026-04-30
NJ RA
APPROVED

Since 2024-10-11

Branch Locations

Boca Raton, FL • United States

Teaneck, NJ • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination Yes

Employment History

Organization	City	State	From	To
American Portfolios Financial Services, Inc.	Holbrook	NY	01/2014	10/2024
Osaic Wealth, Inc.	Scottsdale	AZ	10/2024	Present

01/2014 → 10/2024

American Portfolios Financial Services, Inc.

Holbrook, NY
10/2024 → Present

Osaic Wealth, Inc.

Scottsdale, AZ

Previous Registrations

2014-04-23 → 2024-10-11

American Portfolios Advisors, Inc

Holbrook, NY
2011-06-06 → 2013-12-23

Merrill Lynch, Pierce, Fenner & Smith Incorporated

New York, NY

Other Businesses

AMERICAN PORTFOLIOS ADVISORS - IAR; FEE BASED, MANAGE CLIENTS MONEY. DEVOTES 20 HRS PER MONTH, 20 HRS DURING MARKET HRS.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2011-06-02
S63	Uniform Securities Agent State Law Examination	1984-07-12

S65 Uniform Investment Adviser Law Examination

2011-06-02
S63 Uniform Securities Agent State Law Examination

1984-07-12

Other Names

Steven Grodko
Steve Grodko

View on SEC IAPD