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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-08-24
PA RA APPROVED 2012-08-30
  • TX RA
    APPROVED_RES
    Since 2026-08-24
  • PA RA
    APPROVED
    Since 2012-08-30

Branch Locations

1735 Market Street 44Th Floor, Philadelphia, PA 19103 • United States

Philadelphia, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Philadelphia PA 02/2011 Present
Other Businesses

1) U.S. Court Tennis Preservation Foundation / 8862 Towanda Street Phila,PA 19118 / Foundation/ Sport & Leisure Facilities / Player development and court restoration / Officer / / Board Chairman / Start Date 6/2/14 /// 2) Andalusia Foundation / 1237 State Road Adndalusia,PA 19020 / Foundation/ Charities, Cultural, Educational & Political Organisations / House Museum / Member of Board of Directors / / attend board meetings / Start Date 12/4/2006 /

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-12-12
S63 Uniform Securities Agent State Law Examination 1986-01-09
  • S66 Uniform Combined State Law Examination
    2007-12-12
  • S63 Uniform Securities Agent State Law Examination
    1986-01-09
Other Names
  • (Jr) William Francis Mclaughlin
  • William Francis Mclaughlin
  • William Francis Mclaughlin
  • William Francis Mclaughlin

View on SEC IAPD

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