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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2019-08-29 |
| TX | RA | APPROVED_RES | 2013-05-10 |
| TN | RA | APPROVED | 2013-03-21 |
Branch Locations
11400 Parkside Drive Suite 200, Knoxville, TN 37934 • United States
Knoxville, TN • United States
925 Octavia St, New Orleans, LA 70115 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James & Associates | Knoxville | TN | 03/2013 | Present |
1. WESTLANDS CONDO ASSOCIATION; 1115 ORLEANS DRIVE, KNOXVILLE, TN; MEMBER BOARD OF DIRECTORS; NON INVESTMENT RELATED; VP; 3 HOURS DEVOTED OUTSIDE OF SECURITIES HOURS; OVERSIGHT OF PROPERTY MANAGEMENT COMPANY. 2. Name of Business: Rental Real Estate -Address: Knoxville, TN, 37919, United States -Activity Type: Rental Real Estate -Position/Title: Owner/Proprietor -Investment Related: Yes -Start Date: 02/06/2006 Hours per month devoted to this business: 0-1 -Hours per month devoted to this business during trading hours: 0-1 -Description of duties: General oversight of leases
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-06-19 |
| S63 | Uniform Securities Agent State Law Examination | 1984-06-11 |
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