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Steven Franklin Marshall

Janney Montgomery Scott LLC

Lancaster, PA

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Current Employers
Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2008-12-19
PA RA APPROVED 2008-12-08
TX RA APPROVED 2008-11-14
  • CA RA
    APPROVED
    Since 2008-12-19
  • PA RA
    APPROVED
    Since 2008-12-08
  • TX RA
    APPROVED
    Since 2008-11-14

Branch Locations

1650 Crooked Oak Drive Suite 100, Lancaster, PA 17601 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Janney Montgomery Scott Llc Lancaster PA 11/2008 Present
Previous Registrations
  • 2007-04-02 → 2008-11-17
    Morgan Stanley & Co. Llc
    Lancaster, PA
  • 2004-03-11 → 2007-04-02
    Morgan Stanley Dw Inc.
    Lancaster, PA
    Lancaster, PA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1991-11-27
S63 Uniform Securities Agent State Law Examination 1984-06-23
  • S65 Uniform Investment Adviser Law Examination
    1991-11-27
  • S63 Uniform Securities Agent State Law Examination
    1984-06-23
Other Names
  • Steve Marshall

View on SEC IAPD

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Other Offices

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · LANCASTER, PA
OMICRON ADVISORS, LLC · LANCASTER, PA
MORGAN STANLEY · Lancaster, PA
GREENSPRING ADVISORS, LLC · LANCASTER, PA
CHARLES SCHWAB & CO., INC. · Lancaster, PA
J. W. COLE ADVISORS, INC. · Lancaster, PA
J. W. COLE ADVISORS, INC. · Lancaster, PA
MML INVESTORS SERVICES, LLC · LANCASTER, PA

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