Kathleen Ashley Tyler

Current Employers

Employment History

• 09/2008 → 11/2017
  Girard Securities, Inc.
  Lancaster, PA
• 11/2017 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2008-08-15 → 2017-11-01
  Girard Securities, Inc.
  San Diego, CA
  Lancaster, PA
  Lancaster, PA
• 2008-08-06 → 2008-09-16
  Hazlett, Burt & Watson, Inc.
  Lancaster, PA
  Lancaster, PA

Other Businesses

1) NAME OF OTHER BUSINESS: DBA GIRARD INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 11/2017 POSITION/TITLE/RELATIONSHIP: REGISTERED REPRESENTATIVE APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES ; 2) NAME OF OTHER BUSINESS: N/A ; INVESTMENT RELATED: YES ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: POA AND EXECUTOR OF ESTATE ; START DATE: 03/06 ; POSITION/TITLE/RELATIONSHIP: POA / EXECUTOR ; APX NUMBER OF HOURS PER WEEK: 0 ; APX NUMBER OF HOURS DURING TRADING HOURS: 0 ; BRIEF DESCRIPTION OF DUTIES: ESTATE PLANNING AND EXECUTING WISHES PER WILL ;

Exams

• S65 Uniform Investment Adviser Law Examination
  2008-08-05
• S63 Uniform Securities Agent State Law Examination
  1984-06-23

Other Names

• Kathleen Jean Orfanella