Joseph C Anderson

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2010 → 02/2020
  Allstate Insurance Co
  Huntingdon Valley, PA
• 10/2012 → 02/2020
  The Anderson Group Financial Services Llc
  Huntingdon Valley, PA
• 05/2017 → 08/2019
  Keystoneresourespa
  Huntingdon Valley, PA
• 05/2017 → Present
  Notary
  Huntingdon Valley, PA
• 02/2020 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Pennington, NJ
• 02/2020 → Present
  Bank Of America, Na
  Pennington, NJ

Previous Registrations

• 2010-09-08 → 2020-02-25
  Allstate Financial Advisors, Llc
  Huntingdon Valley, PA
  Huntingdon Valley, PA
• 2009-06-01 → 2010-07-21
  Morgan Stanley
  New York, NY
• 2002-05-03 → 2009-06-01
  Citigroup Global Markets Inc.
  New York, NY
  Lawrenceville, NJ

Other Businesses

I*2000285 Entity For Profit Name of OBA: Plaza 7 Talent Address: King of Prussia, Pennsylvania, 19406 Investment Related: No Position, Title, Association: Other Employee Start Date: 09/30/2024 No Hours: 8 No Hours during trading: 0 Duties: Appearing in TV commercials, film as a background artist (Extra), voiceovers or video. Modeling and print advertising.

Exams

• S65 Uniform Investment Adviser Law Examination
  1995-10-09
• S63 Uniform Securities Agent State Law Examination
  1984-06-27

Other Names

• Joseph Carroll Anderson
• Joseph C Anderson
• Joseph Carrol Anderson