Brian Stephen Davis

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
DE	RA	APPROVED	2024-08-19
MD	RA	APPROVED	2024-07-31

DE RA
APPROVED

Since 2024-08-19
MD RA
APPROVED

Since 2024-07-31

Branch Locations

Port Deposit, MD • United States

20 Montchanin Road Suite 170, Greenville, DE 19807 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination Yes

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney	Greenville	DE	06/2009	06/2024
Morgan Stanley Private Bank, National Association	New York	NY	01/2015	06/2024
Ubs Financial Services Inc	Baltimore	MD	07/2024	Present

06/2009 → 06/2024

Morgan Stanley Smith Barney

Greenville, DE
01/2015 → 06/2024

Morgan Stanley Private Bank, National Association

New York, NY
07/2024 → Present

Ubs Financial Services Inc

Baltimore, MD

Previous Registrations

2009-06-01 → 2024-07-22

Morgan Stanley

Greenville, DE

Port Deposit, MD
2006-05-26 → 2009-06-01

Citigroup Global Markets Inc.

Wilmington, DE
1998-01-01 → 2006-05-31

Morgan Stanley Dw Inc.

Newark, DE

Newark, DE

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1984-06-27

S63 Uniform Securities Agent State Law Examination

1984-06-27

View on SEC IAPD