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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-09-12
OH RA APPROVED 2012-10-01
  • TX RA
    APPROVED_RES
    Since 2018-09-12
  • OH RA
    APPROVED
    Since 2012-10-01

Branch Locations

1158 W. 3Rd Street, Dayton, OH 45407 • United States

2000 E. Third Street, Dayton, OH 45403 • United States

604 Taywood Rd., Englewood, OH 45322 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Chase Dayton OH 07/2006 Present
J.P. Morgan Securities Llc Englewood OH 10/2012 Present
Self Dayton OH 09/2015 12/2016
Jpmorgan Chase Bank, Na. Englewood OH 01/2018 Present
  • 07/2006 → Present
    Jp Morgan Chase
    Dayton, OH
  • 10/2012 → Present
    Englewood, OH
  • 09/2015 → 12/2016
    Self
    Dayton, OH
  • 01/2018 → Present
    Jpmorgan Chase Bank, Na.
    Englewood, OH
Previous Registrations
  • 2011-06-08 → 2012-10-01
    Chase Investment Services Corp.
    Dayton, OH
    Dayton, OH
    Dayton, OH
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-07-27
  • S66 Uniform Combined State Law Examination
    2012-07-27
Other Names
  • Ron Jones
  • Ronald A Jones

View on SEC IAPD

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