James Atwood

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/1984 → 04/2018
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Boston, MA
• 02/2011 → 04/2018
  Bank Of America, N.A.
  Boston, MA
• 04/2018 → Present
  First Republic Investment Management, Inc.
  Boston, MA
• 04/2018 → 09/2023
  First Republic Securities Company, Llc
  Boston, MA
• 09/2023 → Present
  J.P. Morgan Securities Llc
  Palm Beach, FL
• 10/2023 → Present
  Jp Morgan Chase Bank, N.A.
  Palm Beach, FL
• 10/2024 → Present
  Payment Works Convertible Note
  Waltham, MA

Previous Registrations

• 2018-04-20 → 2025-03-21
  J.P. Morgan Private Wealth Advisors Llc
  Boston, MA
  Palm Beach, FL
• 1987-10-12 → 2018-04-24
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Charlestown, RI
  Boston, MA
  Boston, MA
  Boston, MA
  Rancho Santa Fe, CA

Other Businesses

Entity Name: Payment Works Convertible Note Investment related: No Address: PaymentWorks 280 Moody St., #5 Waltham, MA 02453 www.paymentworks.com Nature of the other business: Digital Platform Position/Title/Relationship: Owner/Partner Start Date: 10/23/2024 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: I am an investor wishing to purchase an unsecured Convertible promissory note. No connection to JPMC. No responsibilities GHCYELLOWFIN, LLC, GREAT HABOUR CAY, INVESTMENT RLT'D - NO, HRS DEVOTED TO ACTIVITY - 6,HRS DURING TRADING - 0DATE ACTIVITY BEGAN 03/21/14, POSITION - GENERAL PARTNER; ENTITY HAS BEEN ESTABLISHED TO PAY FOR UPKEEP OF BOAT THAT IS CO-OWNED BY THE PARTNERS. BOAT IS KEPT IN THE BAHAMAS. NAME OF OUTSIDE BUSINESS ORGANIZATION: QUONNIE PARTNERS LLC: NOT FOR PROFIT INVESTMENT RELATED: (YES OR NO) REAL ESTATE INVESTMENT PROPERTY, NOT SECURITY RELATED ADDRESS OF BUSINESS: CHARLESTOWN, RI NATURE OF BUSINESS: REAL ESTATE INVESTMENT PROPERTY IN RHODE ISLAND YOUR TITLE: PARTNER START DATE OF RELATIONSHIP: 1/1/09 No. of hours each month: 1 Number of hours during trading:NONE YOUR DUTIES: OVERSEE MAINTENANCE OF PROPERTIES BOULDER COTTAGES LLC INVESTMENT RELATED: YES ADDRESS : CHARLESTOWN, MASSACHUSETTS NATURE OF BUSINESS: LLC YOUR TITLE: LIMITED PARTNER START DATE OF RELATIONSHIP:01/02/2012 No. of hours each month: 2 Annually No. of hours during trading: 0 YOUR DUTIES: HELP SUPERVISE MAINTENANCE OF PROPERTIES OWNED IN LLC'S NAME. THE FMB LTD. LLC INVESTMENT RELATED: Y ADDRESS OF BUSINESS: BEAVER CREEK, COLORADO 81620 TITLE: LIMITED PARTNER, START DATE OF RELATIONSHIP: 39870 NO. OF HOURS DEVOTED: 0 HOUR(S) ANNUALLY NO. OF HOURS DURING TRADING HOURS: 0 DUTIES: REAL ESTATE/FINANCIALLY RESPONSIBLE FOR UPKEEP ARENA ASSOCIATES LLC INVESTMENT RELATED: N ADDRESS : PROVIDENCE, RHODE ISLAND 2903 NATURE OF BUSINESS: LLC, POSITION, TITLE, ASSOCIATION: OTHER, MEMBER START DATE OF RELATIONSHIP: 08/16/2016 No. of hours devoted: 0 HOUR(S) ANNUALLY No. OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: THE BUSINESS OF THE COMPANY SHALL BE TO ENTER INTO AND PERFORM THE GILLETTE SUITE AGREEMENT. I HAVE NO TASKS IN RELATION TO THIS LLC HINCKLEY LLC INVESTMENT RELATED: N ADDRESS : WESTERLEY, RHODE ISLAND 2891 NATURE OF BUSINESS: LLC, TITLE: LIMITED PARTNER, START DATE OF RELATIONSHIP: 09/14/2016 No.OF HOURS DEVOTED: 0 HOUR(S) Annually number of hours during trading hours: 0 DUTIES: TO PURCHASE A 2002 40 FOOT HINCKLEY TALRIA BOAT THE 2006 3C CHILDREN'S TRUST INVESTMENT RELATED: N ADDRESS OF BUSINESS: DALLAS, TEXAS 75201 NATURE OF BUSINESS: TRUST TITLE: TRUSTEE, START DATE OF RELATIONSHIP: 4/1/2017 Number of hours each month: 0 HOUR(S) ANNUALLY Number of hours during trading: 0DUTIES: TRUSTEE ON BILL CORBELLINI'S CHILDREN'S TRUST Rental Property, Investment related: N, Address: Great Harbour Cay, Nature of business: Other,Owner Title: Family Held, Start date of relationship: 6/26/2012 Number of hours each month: 0 hour(s) Annually, Number of hours during trading: 0 Duties: Rents second home for two weeks a year Name: Inspriation Partners LLC Address: 110 High Str., Boston MA 02110 Investment-related: No Nature of the business: Role: Managing Member, Start Date: 02/22/2021, Description of duties: Limited Liability Company where I am a member, Number of hours each month: 0, Number of hours during trading: 0, Name: Client's Trust Account Investment-Related: Yes Position/ Title: Trustee Duties: Mr. Atwood acts in the capacity of trustee for a client account Name: Ripples LLC, Address: 5321 Corporate Boulevard Baton Rouge LA 70808, Investment-related: No, Nature of the business: LLC, Role: Managing Member, Start Date: 2/22/21, Number of hours: 0 Name: L'Hermitage, Address: 3900 N Ocean Blvd Gulf Stream FL 33482, Investment-related: No, Nature of business: Condo Association, Role: Board Member, Start Date: 5/1/2023, No. of hours: 1

Exams

• S65 Uniform Investment Adviser Law Examination
  2005-05-03
• S63 Uniform Securities Agent State Law Examination
  1984-06-05

Other Names

• Jim Atwood
• James Allen Atwood