Sandra Rae Dalton

Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2009 → 05/2025
  Ubs Financial Services Inc
  Boise, ID
• 05/2025 → Present
  Rbc Capital Markets, Llc
  Eagle, ID

Previous Registrations

• 2009-04-24 → 2025-06-09
  Ubs Financial Services Inc.
  Boise, ID
• 2000-09-05 → 2009-04-29
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Boise, ID

Other Businesses

(1) NAME OF ENTITY: Dalton Family LLLP ADDRESS: 1735 E Sendero Lane Boise ID 83712 INVESTMENT/NOT INVESTMENT RELATED: Yes, The Financial Advisor on the LLC's RBC account BUSINESS DESCRIPTION: Private Company START DATE: 09/09/2009 CAPACITY: Partner DUTIES: This is a passive investment. I do not collect a salary and do not spend time on the partnership other than overseeing the stocks and bonds in the LLLC's RBC account HOURS DEVOTED PER MONTH: 0 - 4 Hours HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 - 4 Hours (2) NAME OF ENTITY: Dalton Riedel LLC ADDRESS: 1735 E Sendero Lane Boise ID 83712 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Private Company START DATE: 01/06/2006 CAPACITY: Owner DUTIES: Passive My husband oversees the managers of the RV Park and rentals HOURS DEVOTED PER MONTH: 0 - 4 Hours HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 - 4 Hours (3) NAME OF ENTITY: Boise Rescue Mission, Inc. ADDRESS: 308 S 24th St Boise ID 83702 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Private Company START DATE: Oct 21, 2025 CAPACITY: Board of Directors DUTIES: Attending board meetings, overseeing budget and financial statements HOURS DEVOTED PER MONTH: 0 - 4 Hours HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 - 4 Hours

Exams

• S65 Uniform Investment Adviser Law Examination
  1995-04-01
• S63 Uniform Securities Agent State Law Examination
  1984-06-19

Other Names

• Riedel Dalton
• Sandra R Dalton