James Dwight Hiles

Employer firm

Wealth Enhancement Advisory Services, LLC CRD 116407

$122B regulatory AUM 327 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Pension consulting
Selection of other advisers
Educational seminars
ERISA 3(38) INVESTMENT MANAGER

From the firm’s Form ADV. Read the guides:

Current Employers

Wealth Enhancement Advisory Services, Llc

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2023-09-20
FL	RA	APPROVED	2023-09-19
NJ	RA	APPROVED	2023-09-11

PA RA
APPROVED

Since 2023-09-20
FL RA
APPROVED

Since 2023-09-19
NJ RA
APPROVED

Since 2023-09-11

Branch Locations

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

Naples, FL • United States

200 White Rd Suite 215, Little Silver, NJ 07739 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Purshe Kaplan Sterling Investments	Albany	NY	04/2014	01/2018
First Capital Advisors Group, Llc	Blue Bell	PA	10/2015	08/2023
Wealth Enhancement Group	Naples	FL	09/2023	Present
Wealth Enhancement Advisory Services	Naples	FL	09/2023	Present

04/2014 → 01/2018

Purshe Kaplan Sterling Investments

Albany, NY
10/2015 → 08/2023

First Capital Advisors Group, Llc

Blue Bell, PA
09/2023 → Present

Wealth Enhancement Group

Naples, FL
09/2023 → Present

Wealth Enhancement Advisory Services

Naples, FL

Previous Registrations

2015-12-15 → 2023-10-13

First Capital Advisors Group, Llc

Blue Bell, PA

Little Silver, NJ
2013-09-13 → 2015-11-10

Cantor Fitzgerald Wealth Partners, Llc

New York, NY

Shrewsbury, NJ
2011-03-02 → 2014-01-09

Mariner

Overland Park, KS
2004-09-02 → 2011-12-09

Cbiz Financial Solutions, Inc.

Cleveland, OH

Plymouth Meeting, PA

New York, NY
2010-05-24 → 2011-05-26

Cbiz Wealth Management, Llc

Cleveland, OH
2002-12-18 → 2004-06-02

Cincinnati Analysts, Inc.

Fair Haven, NJ

Other Businesses

SHADY SIDE REAL ESTATE LLC - TINTON FALLS, NJ 07724 - COMMERCIAL REAL ESTATE RENTAL - 3 HOURS PER MONTH, 0 DURING TRADING HOURS. WEALTH ENHANCEMENT GROUP - NON-INVESTMENT RELATED - SILVER, NJ - FIXED INSURANCE - SVP - START DATE: 10/2024 - 4 HOURS SPENT PER MONTH, 4 HOURS SPENT DURING TRADING HOURS.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2005-04-25

S63 Uniform Securities Agent State Law Examination

2005-04-25

Designations

Chartered Financial Consultant

View on SEC IAPD