Robin Marie Dziuba

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
RI	RA	APPROVED	2001-07-17
TX	RA	APPROVED_RES	1996-10-02

RI RA
APPROVED

Since 2001-07-17
TX RA
APPROVED_RES

Since 1996-10-02

Branch Locations

1 Financial Plaza, Providence, RI 02903 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Providence	RI	11/1990	Present
Bank Of America, N.A.	Providence	RI	11/2009	Present

11/1990 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Providence, RI
11/2009 → Present

Bank Of America, N.A.

Providence, RI

Other Businesses

I*96928ENTITY TYPE: NON-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: ST. ELIZABETH COMMUNITYINVESTMENT RELATED: YesADDRESS OF BUSINESS:EAST GREENWICH, RHODE ISLAND 2818POSITION, TITLE, ASSOCIATION: COMMITTEE MEMBERSTART DATE OF RELATIONSHIP: 2/26/2018NUMBER OF HOURS DEVOTED: 2 HRS QTRLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 2 HRSDUTIES: ST. ELIZABETH COMMUNITY IS A GROUP OF NURSING HOMES AND SERVICES FOR THE ELDER COMMUNITY/ WORKING WITH OTHER FINANCIAL PROFESSIONS ON AN INVESTMENT COMMITTEE; REVIEWING EXISTING INVESTMENT POLICY STATEMENT, MONITORING INVESTMENT OPTIONS I*4334276Entity Type: Fiduciary roleName of OBA: F. J. D.Address: Attleboro, Massachusetts, 2703Investment Related: NoPosition, Title, Association: Power of AttorneyEmployee Start Date: 04/20/2026Number of Hours: 5, YearlyNumber of Hours during trading: 0Duties: Power of Attorney/ Child/Grandchild I*4748280 Entity Type: N/A Name of OBA: F J D TOD BENEFICIARIES ON FILE Address: Bellingham, Massachusetts, 2019 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 06/13/2028 Number of Hours: 1, Yearly Number of Hours during trading: 0, Yearly Duties: Parents I*4334276, Entity Type: , Name of OBA: F J. D, Address: Foxboro, Massachusetts, 02035, Investment Related: N, Position, Title, Association: Power of Attorney, Employee Start Date: 04/20/2026, No Hours: 1 Yearly, No Hours during Trading: 0 Yearly, Duties: I*4717319, Entity Type: , Name of OBA: F J D TOD BENEFICIARIES ON FILE , Address: Foxboro, Massachusetts, 02035, Investment Related: N, Position, Title, Association: Power of Attorney, Employee Start Date: 02/15/2027, No Hours: 1 Yearly, No Hours during Trading: 0 Yearly, Duties:

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1993-06-07
S63	Uniform Securities Agent State Law Examination	1984-05-24

S65 Uniform Investment Adviser Law Examination

1993-06-07
S63 Uniform Securities Agent State Law Examination

1984-05-24

Other Names

Robin M Dercole
Robin Marie Dercole

View on SEC IAPD