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Morgan Stanley CRD 149777
$1.96T regulatory AUM 416,984 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-06-16 |
| TX | RA | APPROVED_RES | 2011-05-03 |
| NJ | RA | APPROVED | 2009-06-01 |
Branch Locations
One Penn Plaza 43Rd Floor, New York, NY 10119 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley & Co., Incorporated | New York | NY | 04/2007 | Present |
| Morgan Stanley Smith Barney | New York | NY | 06/2009 | Present |
BEAUMONT HOMES CORPORATION - NEW YORK, NY - DIRECTOR - RESIDENTIAL COOPERATIVE - O HOURS - NO COMPENSATION - HOLDS SHARES *621809 - My First Ex-Husband Life Story Rights Agreement; Investment Related - No; New York, New York; Art/Culture; Other (Proprietor, Partner, Officer, Director, Employee, Trustee, Agent); 01/2025; During Business Hours: 0; After Business Hours: 5; Other.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-11-28 |
| S63 | Uniform Securities Agent State Law Examination | 1997-02-24 |
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