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Guy Allan Gage

Ameriprise Financial Services, LLC

Indianapolis, IN

Fishers, IN

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2010-02-20
IN RA APPROVED 2009-10-05
  • TX RA
    APPROVED_RES
    Since 2010-02-20
  • IN RA
    APPROVED
    Since 2009-10-05

Branch Locations

250 E 96Th St Ste 580, Indianapolis, IN 46240 • United States

Fishers, IN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Indianapolis IN 10/2009 03/2020
Ameriprise Financial Services, Inc. Indianapolis IN 10/2009 03/2020
Ameriprise Financial Services, Llc Carmel IN 03/2020 Present
  • 10/2009 → 03/2020
    Ameriprise Financial Services, Inc.
    Indianapolis, IN
  • 10/2009 → 03/2020
    Ameriprise Financial Services, Inc.
    Indianapolis, IN
  • 03/2020 → Present
    Ameriprise Financial Services, Llc
    Carmel, IN
Previous Registrations
  • 2003-08-01 → 2009-10-05
    Ameriprise Advisor Services, Inc.
    Indianapolis, IN
    Indianapolis, IN
Other Businesses

Real Estate Ownership; Lot/Land; 6350 IL Rt 78 SouthStockton IL 61085Family Farm, ,; ; .

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-03-21
S63 Uniform Securities Agent State Law Examination 1984-06-14
  • S65 Uniform Investment Adviser Law Examination
    2001-03-21
  • S63 Uniform Securities Agent State Law Examination
    1984-06-14
Designations

View on SEC IAPD

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AARON JAMES PETTERSEN
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Other Offices

SANCTUARY ADVISORS, LLC · Indianapolis, IN
SANCTUARY ADVISORS, LLC · Indianapolis, IN
STATE FARM INVESTMENT MANAGEMENT CORP. · Indianapolis, IN
STATE FARM INVESTMENT MANAGEMENT CORP. · Indianapolis, IN
NORTHWEST FINANCIAL SERVICES INC · INDIANAPOLIS, IN
NORTHWEST FINANCIAL SERVICES INC · Indianapolis, IN
INVESTMENT ADVISORS OF INDIANAPOLIS INC · INDIANAPOLIS, IN
BAXTER CAPITAL MANAGEMENT INC · INDIANAPOLIS, IN

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