Best Investors Account Sign in

Kirk Alan Paulsen

Money Concepts Capital Corp

Palm Beach Gardens, FL

Mt. Pleasant, SC

Palm Beach Gardens, FL

CRD 1267718

Claim This Profile
Employer firm

Money Concepts Capital Corp CRD 12963

$4.07B regulatory AUM 1,108 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • GENERAL CONSULTING SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Money Concepts Capital Corp

11440 Jog Road, Palm Beach Gardens, FL 33418 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2013-07-01
  • SC RA
    APPROVED
    Since 2013-07-01

Branch Locations

11440 Jog Road, Palm Beach Gardens, FL 33418 • UNITED STATES

Mt. Pleasant, SC • United States

11440 Jog Road, Palm Beach Gardens, FL 33418 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Money Concepts Capital Corp Palm Beach Gardens FL 04/2013 Present
Other Businesses

River Oak Partners LLC.1552 Capel St. Mt.Pleasant, SC 29466. OWNER, investment related, 60% time spent on activity during non-securities hrs.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-06-24
S63 Uniform Securities Agent State Law Examination 2003-02-07
  • S65 Uniform Investment Adviser Law Examination
    2013-06-24
  • S63 Uniform Securities Agent State Law Examination
    2003-02-07
Other Names
  • Kirk A Paulsen

View on SEC IAPD

Nearby Firms

WIN ADVISORS, INC
GWN SECURITIES INC.
INDEPENDENT FINANCIAL PARTNERS

Nearby Investors

Michael Daniel Wentland
Scott Nolan Steiner
Randy Steven Christophel

Nearby Offices

WIN ADVISORS, INC · PALM BEACH GARDENS, FL
GWN SECURITIES INC. · PALM BEACH GARDENS, FL
MONEY CONCEPTS CAPITAL CORP · PALM BEACH GARDENS, FL

More in Palm Beach Gardens, FL

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor