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Christopher Sweat Abbott

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Richmond, VA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-04-12
VA RA APPROVED 2009-10-23
  • TX RA
    APPROVED_RES
    Since 2024-04-12
  • VA RA
    APPROVED
    Since 2009-10-23

Branch Locations

1111 E Main St, Richmond, VA 23219 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Richmond VA 10/2009 Present
Bank Of America, N.A. Richmond VA 05/2011 Present
Previous Registrations
  • 2004-05-14 → 2009-10-23
    Banc Of America Investment Services, Inc.
    Richmond, VA
    Richmond, VA
    Norfolk, VA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-05-13
S63 Uniform Securities Agent State Law Examination 1984-11-06
  • S66 Uniform Combined State Law Examination
    2004-05-13
  • S63 Uniform Securities Agent State Law Examination
    1984-11-06

View on SEC IAPD

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TAYLOR HOFFMAN CAPITAL MANAGEMENT · RICHMOND, VA
WEALTHCARE CAPITAL MANAGEMENT LLC · RICHMOND, VA
WEST TOWER GROUP, LLC · RICHMOND, VA
WELLS FARGO CLEARING SERVICES, LLC · RICHMOND, VA
AMERIPRISE FINANCIAL SERVICES, LLC · RICHMOND, VA
WELLS FARGO CLEARING SERVICES, LLC · RICHMOND, VA
CETERA INVESTMENT ADVISERS LLC · RICHMOND, VA
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