Best Investors Account Sign in
Employer firm

Gradient Securities, LLC CRD 127701

$608M regulatory AUM 251 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Gradient Securities, Llc

4105 Lexington Avenue N Suite 380, Arden Hills, MN 55126 • United States

Current Registrations

AuthorityCategoryStatusDate
SD RA APPROVED 2016-05-04
CA RA APPROVED 2016-03-17
  • SD RA
    APPROVED
    Since 2016-05-04
  • CA RA
    APPROVED
    Since 2016-03-17

Branch Locations

4105 Lexington Avenue Suite 380, Arden Hills, MN 55126 • US

Santa Monica, CA • United States

4105 Lexington Avenue N Suite 380, Arden Hills, MN 55126 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hausman Insurance Agency Santa Monica CA 10/1980 Present
Gradient Securities, Llc Arden Hills MN 05/2012 Present
  • 10/1980 → Present
    Hausman Insurance Agency
    Santa Monica, CA
  • 05/2012 → Present
    Arden Hills, MN
Other Businesses

1- HAUSMAN INSURANCE AGENCY; NONINVT REL; 449 24TH ST, SANTA MONICA, CA 90402; FIXED ANNUITIES AND INSURANCE; PRESIDENT; START 10/1980; 120 HRS/MO; 120 HRS/MO DURING TRADING; ANNUITY AND INSURANCE SALES.

Designations
  • Certified Financial Planner
Other Names
  • Pamela Sue Hausman
  • Pamela Sue Hausman-Clemens
  • Pamela Sue Hausman
  • Pamela Sue Hausman Clemens

View on SEC IAPD

Nearby Firms

Nearby Investors

Nearby Offices

More in Arden Hills, MN

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor