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85 Broad Street 22Nd Floor, New York, NY 10004 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-02-28 |
| CA | RA | APPROVED | 2013-02-13 |
Branch Locations
13455 Noel Road, Two Galleria Tower Suite 1800, Dallas, TX 75240 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Oppenheimer & Co. Inc. | Dallas | TX | 02/2013 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-03-23 |
| S63 | Uniform Securities Agent State Law Examination | 1986-06-06 |
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