Marsha Lynn Roubidoux

Employer firm

Zephyr Wealth Management CRD 166303

$243M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/1998 → 11/2023
  Fsc Securities Corporation
  Westlake Village, CA
• 01/2013 → Present
  Zephyr Investment Management
  Westlake Village, CA
• 11/2023 → Present
  Osaic Wealth, Inc.
  Westlake Village, CA

Previous Registrations

• 1998-06-26 → 2016-05-06
  Fsc Securities Corporation
  Westlake Village, CA
• 1998-04-22 → 2013-04-13
  Zephyr Investment Management
  Westlake Village, CA

Other Businesses

1) ZEPHYR INVESTMENT MANAGEMENT. INVESTMENT RELATED; POSITION: ADVISOR, CHIEF INVESTMENT STRATEGIST; 200 HOURS/MTH; 8 DURING SECURITY TRADING HOURS; DUTIES: WORKING WITH CLIENTS, INVESTING ASSETS IN STOCKS, BONDS, MUTUAL FUNDS, VARIABLE ANNUITIES. PREPARE FINANCIAL PROJECTIONS. CLIENT MEETINGS, UPDATES, PHONE CALLS, ETC. 2)ZEPHYR INVESTMENT MANAGEMENT POSITION: Advisor Rep NATURE: Corporation - INVESTMENT RELATED: Yes NUMBER OF HOURS: 50 SECURITIES TRADING HOURS: 8 START DATE: 01/01/2013 ADDRESS: 3625 E. Thousand Oaks Blvd., #145 Westlake Village, CA 91362, Westlake Village CA 91362, United States DESCRIPTION: Working with clients, recommending investments in stocks, bonds, mutual funds. Prepare financial projections. Client meetings, updates, phone calls, etc.

Exams

• S65 Uniform Investment Adviser Law Examination
  1996-12-31
• S63 Uniform Securities Agent State Law Examination
  1996-10-03

Designations

• Certified Financial Planner

Other Names

• Marsha Lynn Gabrielli