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Kevin John Howard

Wells Fargo Clearing Services, LLC

Irvine, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
OR RA APPROVED 2026-08-12
TX RA APPROVED 2015-06-29
CA RA APPROVED 2011-01-28
  • OR RA
    APPROVED
    Since 2026-08-12
  • TX RA
    APPROVED
    Since 2015-06-29
  • CA RA
    APPROVED
    Since 2011-01-28

Branch Locations

5 Park Plz 19Th & 20Th Fls, Irvine, CA 92614 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Irvine CA 01/2011 11/2016
Wells Fargo Clearing Services, Llc Irvine CA 11/2016 Present
Previous Registrations
  • 2009-06-01 → 2011-02-04
    Morgan Stanley
    Irvine, CA
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Irvine, CA
  • 1998-11-02 → 2007-04-02
    Morgan Stanley Dw Inc.
    Irvine, CA
    Irvine, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-05-03
S63 Uniform Securities Agent State Law Examination 1991-08-01
  • S65 Uniform Investment Adviser Law Examination
    2012-05-03
  • S63 Uniform Securities Agent State Law Examination
    1991-08-01
Designations

View on SEC IAPD

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