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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-02-10
AZ RA APPROVED 2026-02-09
  • TX RA
    APPROVED_RES
    Since 2026-02-10
  • AZ RA
    APPROVED
    Since 2026-02-09

Branch Locations

Phoenix, AZ • United States

1161 Hillsboro Mile, Hillsboro Beach, FL 33062 • United States

1206 E Warner Rd Ste 210, Gilbert, AZ 85296 • United States

Disclosures

3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
First Financial Equity Corp Scottsdale AZ 09/2002 04/2022
Cetera Wealth Services, Llc El Segundo CA 04/2022 Present
Cetera Investment Advisers Llc Schaumburg IL 02/2026 Present
Advanced Wealth Management Phoenix AZ 04/2026 Present
  • 09/2002 → 04/2022
    First Financial Equity Corp
    Scottsdale, AZ
  • 04/2022 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 02/2026 → Present
    Schaumburg, IL
  • 04/2026 → Present
    Advanced Wealth Management
    Phoenix, AZ
Other Businesses

1. NAME OF OTHER BUSINESS: FFEC WEALTH PARTNERS, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 04/2022, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 2. NAME OF OTHER BUSINESS: ADVANCED WEALTH MANAGEMENT INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 4/21/2026, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL (OR OWNER/PARTNER), APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 30, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-11-24
S63 Uniform Securities Agent State Law Examination 1986-04-07
  • S65 Uniform Investment Adviser Law Examination
    2025-11-24
  • S63 Uniform Securities Agent State Law Examination
    1986-04-07

View on SEC IAPD

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