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777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2018-06-06 |
| TX | RA | APPROVED_RES | 2017-03-13 |
| IN | RA | APPROVED | 2008-09-12 |
| OH | RA | APPROVED | 2007-05-22 |
| KY | RA | APPROVED | 2007-05-18 |
Branch Locations
809 Wrights Summit Parkway Suite 310, Fort Wright, KY 41011 • United States
3805 Edwards Rd Suite 610, Cincinnati, OH 45209 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Robert W. Baird & Co. Inc. | Ft Wright | KY | 05/2007 | Present |
Name: Mt Washington Apartments; Not Investment-Related; Address: 3116 W. Montgomery Rd. Suite C 179, Maineville OH 45039; Nature: Rental Property; Role: Owner (1/2 owner); Start Date: 1/1/2017; Appx hrs/month: 1 hour / week; Hrs during trading: 0; Duties: Buy real estate; Have equal voting rights with other members and we all share in investment /costs Name/Address: Wolff Property Management, LLC Mt Washington Ohio 45230 Start Date: 1/1/17 Hours Spent: 1-5 hours/month Hours Spent During Trading: 0-1 hours/month Role/Responsibility: Owner/Member Non Investment Related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-09-09 |
| S63 | Uniform Securities Agent State Law Examination | 1991-07-31 |
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