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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2010-01-19 |
| AL | RA | APPROVED | 1991-05-31 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Gadsden | AL | 09/1987 | Present |
| Bank Of America,Na | Gadsden | AL | 12/2009 | Present |
I*709262 For profit or not for profit: Name of outside business organization: CJRplus llc Investment related: N Address of business: Glencoe, Alabama, 35905 Nature of business: ["Business or Industry Organization"] Position, title, association: ["Owner"], Start date of relationship: 2/3/2022 Number of hours devoted: 10 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: , I am a 40 percent owner in a rental property in an LLC. My husband is the managing partner I*24926 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: JBA PROPERTIES LLC INVESTMENT RELATED: N ADDRESS OF BUSINESS: GADSDEN, ALABAMA 35901 NATURE OF BUSINESS: OTHER,RENTAL PROPERTY POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 12:00:00 AM NUMBER OF HOURS DEVOTED: 0 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: I AM THE COOWNER OF JBA PROBERTIES LLC WITH MY HUSBAND. THIS ENTITY INVESTS AND MANAGES RENTAL PROPERTY. I HAVE NO INVOLVEMENT IN THE DAY TO DAY MANAGEMENT OF THE LLC OR THE PROPERTIES.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-08-10 |
| S63 | Uniform Securities Agent State Law Examination | 1985-02-07 |
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