Anthony Petsis

Current Employers

Employment History

• 05/2016 → 11/2018
  Signator Investors, Inc.
  Newtown, PA
• 11/2018 → Present
  Osaic Wealth, Inc.
  Newtown, PA
• 04/1991 → Present
  Anthony Petsis & Associates Inc.
  Newtown, PA
• 12/2000 → Present
  Anthony Petsis Clu, Chfc Llc
  Newtown, PA

Previous Registrations

• 2016-05-13 → 2018-11-02
  Signator Investors, Inc.
  Newtown, PA
• 2009-09-04 → 2016-05-13
  Transamerica Financial Advisors, Llc
  Newtown, PA
• 2003-01-31 → 2009-09-04
  Transamerica Financial Advisors, Inc.
  Newtown, PA
  Conshohocken, PA

Other Businesses

1) Chairman for a Charity Golf Tournament - Rotary Club of Newtown Newton, PA start 1/1/2016, approx 2 hrs mo, 0 trading hrs. 2) ANTHONY PETSIS & ASSOCIATES, INC. POSITION: President NATURE: Independent RIA in PA - Charges Hourly fee for financial planning . INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 10/01/1991 ADDRESS: 401 S. State Street, Newtown PA 18940, United States DESCRIPTION: PRESIDENT,TREASURER, INVESTMENT RELATED. 3) ANTHONY AND JULIE PETSIS POSITION: owner of building NATURE: Personally owned real estate where Anthony Petsis CLU, ChFC ,LLC and Anthony Petsis & Associates Inc. as well as Osaic Wealth Inc. business conducted. INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2007 ADDRESS: 401 S State Street, Newtown PA 18940, United States DESCRIPTION: Personally owned business property where financial planning business is conducted. 4) ANTHONY PETSIS POSITION: trustee of Life insurance trust NATURE: trustee on an irrevocable insurance trust for best friend Richard Pantina (unmarried) INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 08/30/2016 ADDRESS: 401 S State Street, Newtown PA 18940, United States DESCRIPTION: Trustee of an irrevocable life trust that own a term life policy on my best friend of 49 years. He has no-one else he can designate to do this. He is unmarried and the trust benefits his son. 5) ANTHONY PETSIS REVOCABLE TRUST AND JULIE M PETSIS REVOCABLE TRUST POSITION: owner of building NATURE: Personally owned real estate through our revocable trusts where Anthony Petsis CLU, ChFC ,LLC and Anthony Petsis & Associates Inc. as well as Osaic Wealth business conducted. INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2007 ADDRESS: 401 S State Street, Newtown PA 18940, United States DESCRIPTION: Personally owned business property where financial planning business is conducted. 6) ANTHONY PETSIS CLU, CHFC, LLC POSITION: President NATURE: LLC taxed as sub-s corporation as of 2025 receives fee income from advisory income from Osaic Wealth as well as a consulting fee from Anthony Petsis Sole-proprieter. INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 9 START DATE: 01/19/1991 ADDRESS: 401 S State Street, Newtown PA 18940, United States DESCRIPTION: Selling and educating clients about various insurance products. Discussion and implementation of client's investments financial plans. 7) ANTHONY PETSIS CLU,CHFC,LLC POSITION: Managing Member NATURE: LLC taxed as sole proprietor INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 05/01/1991 ADDRESS: 401 S State St, Newtown PA 18940, United States DESCRIPTION: Financial planning, advisory , sales and marketing.

Exams

• S63 Uniform Securities Agent State Law Examination
  1984-05-10

Designations

Other Names

• Tony Petsis