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Lyndell Fross

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Quincy, IL

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2008-11-21
  • IL RA
    APPROVED
    Since 2008-11-21

Branch Locations

336 S 36Th St, Quincy, IL 62301 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691 Quincy IL 11/2008 Present
Bank Of America,Na Quincy IL 11/2009 Present
  • 11/2008 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691
    Quincy, IL
  • 11/2009 → Present
    Bank Of America,Na
    Quincy, IL
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-07-15
S63 Uniform Securities Agent State Law Examination 1984-05-31
  • S65 Uniform Investment Adviser Law Examination
    1992-07-15
  • S63 Uniform Securities Agent State Law Examination
    1984-05-31
Other Names
  • Lyndell Ray Fross

View on SEC IAPD

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