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Anthony V Provenzano

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Petoskey, MI

Saginaw, MI

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2020-11-06
MI RA APPROVED 2010-09-20
TX RA APPROVED_RES 1989-04-12
  • FL RA
    APPROVED
    Since 2020-11-06
  • MI RA
    APPROVED
    Since 2010-09-20
  • TX RA
    APPROVED_RES
    Since 1989-04-12

Branch Locations

Petoskey, MI • United States

4805 Towne Centre Rd, Saginaw, MI 48604 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Saginaw MI 03/1984 Present
Bank Of America,N.A. Saginaw MI 06/2011 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-07-30
S63 Uniform Securities Agent State Law Examination 1984-05-31
  • S66 Uniform Combined State Law Examination
    2010-07-30
  • S63 Uniform Securities Agent State Law Examination
    1984-05-31
Other Names
  • Anthony Provenzano
  • Anthony Frank Provenzano

View on SEC IAPD

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