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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APP_PEND_IARCE | 2026-01-01 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Western International Securities, Inc. | Pasadena | CA | 08/2008 | 06/2025 |
| Lpl Financial Llc | Campbell | CA | 06/2025 | Present |
1- 06/2025 - Linda Wenker - Non-Variable Insurance - Insurance agent - Investment Related - At Reported Business Location(s) - Start Date 01/01/2016 - 0 hours per month/ during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-02-20 |
| S63 | Uniform Securities Agent State Law Examination | 1984-05-31 |
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