Mark Phelan Sudderberg

Employer firm

Hightower Advisors, LLC CRD 145323

$199B regulatory AUM 500 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (pooled vehicles)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Hightower Advisors, Llc

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2022-08-26

IL RA
APPROVED

Since 2022-08-26

Branch Locations

201 N Constitution Dr Suite 2, Aurora, IL 60506 • United States

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
First Heartland Capital, Inc.	Lake St. Louis	MO	10/2001	08/2022
Clear Perspective Advisors	Aurora	IL	08/2022	Present

10/2001 → 08/2022

First Heartland Capital, Inc.

Lake St. Louis, MO
08/2022 → Present

Clear Perspective Advisors

Aurora, IL

Previous Registrations

2002-09-10 → 2022-08-22

First Heartland Consultants, Inc.

Rockford, IL

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1998-02-25
S63	Uniform Securities Agent State Law Examination	1984-08-10

S65 Uniform Investment Adviser Law Examination

1998-02-25
S63 Uniform Securities Agent State Law Examination

1984-08-10

Other Names

Mark Phlan Sudderberg

View on SEC IAPD