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William Howard Fassbender

Bts Asset Management, Inc.

The Villages, FL

CRD 1264447

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Employer firm

Bts Asset Management, Inc. CRD 105215

$145M regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)
  • Market timing
  • CONSULTATION SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Bts Asset Management, Inc.

55 Old Bedford Road Suite 203, Lincoln, MA 01773 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2002-03-04
  • NH RA
    APPROVED
    Since 2002-03-04

Branch Locations

The Villages, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bts Asset Management Lexington MA 03/1984 Present
William H Fassbender Watertown CT 11/1984 Present
The Sunderland Group Meriden CT 06/1996 Present
Bts Securities Corporation Lexington MA 01/2004 Present
  • 03/1984 → Present
    Bts Asset Management
    Lexington, MA
  • 11/1984 → Present
    William H Fassbender
    Watertown, CT
  • 06/1996 → Present
    The Sunderland Group
    Meriden, CT
  • 01/2004 → Present
    Bts Securities Corporation
    Lexington, MA
Previous Registrations
  • 1995-09-22 → 2004-01-12
    Advantage Capital Corporation
    Winchester, NH
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1993-12-15
  • S63 Uniform Securities Agent State Law Examination
    1993-12-15

View on SEC IAPD

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